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LPL Financial Holdings Inc. (LPLA) SEC Filings & Filing Highlights
LPL Financial Holdings Inc. provides an integrated platform of brokerage and investment advisory. Review LPLA SEC filings, filing highlights, and disclosure activity on Finoriq.
Company Snapshot
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. The company's brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance; and client cash programs consist of Federal Deposit Insurance Corporation (FDIC) insured bank sweep vehicles, and a client cash and money market account. It also provides fee-based platforms that provide access to mutual funds, exchange traded funds, stocks, bonds, certain options strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, the company offers retirement solutions for commission and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, it provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families; an advisor-facing trading and portfolio rebalancing platform; insurance brokerage general agency services; and technology products, including proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
- Company
- LPL Financial Holdings Inc. (LPLA)
- Ticker
- LPLA
- Market Cap
- $26.3B
- Latest Price
- $328.26
- Industry
- Investment Banking & Brokerage
LPL Financial Holdings Inc. (LPLA) Recent SEC Filing Highlights
Recent SEC filings, filing events, and disclosure highlights indexed for LPL Financial Holdings Inc. (LPLA).
| Event | Form | Date |
|---|---|---|
| The Company held its 2026 annual meeting of stockholders on May 14, 2026. The stockholders of t...The Company held its 2026 annual meeting of stockholders (the “Annual Meeting”) on May 14, 2026. The stockholders of the Company considered... | 8-K5.07 | 2026-05-15 |
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal YearAmendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 8-K5.03 | 2026-05-15 |
| LPL Financial Holdings Inc.: Earnings or resultsOn April 30, 2026, LPL Financial Holdings Inc. (collectively with its subsidiaries, the “Company”) issued a press release announcing its fi... | 8-K2.02 | 2026-04-30 |
| LPL Financial Holdings Inc.: Earnings or resultsOn January 29, 2026, LPL Financial Holdings Inc. (collectively with its subsidiaries, the “Company”) issued a press release announcing its... | 8-K2.02 | 2026-01-29 |
| LPL Public RelationsSomesh Khanna Elected to LPL Financial Board of Directors | 8-K7.01 | 2026-01-08 |
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